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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-11-14 |
Branch Locations
200 S. 10Th St., Suite 1210, Mcallen, TX 78501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Mcallen | TX | 11/2014 | Present |
1. 11/02/2016: Sonterra Investments LLC - Real Estate Rental - Investment Related - Mission, TX - Start 10/31/2016 - 10 Hr/Mo; 0 Hour(s) During Securities Trading. 2. 7/25/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/17/2017 - 20 Hours Per Month/1 Hour During Securities Trading. 3. 07/11/2024 - Sonterra Private Wealth PLLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 06/12/2024 - 0 Hours Per Month/ During Trading 4. 04/22/2026 - ARBOS WEALTH - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/14/2026 - 480 hours per month/ 200 hours during trading 5. 04/22/2026 - ARBOS WEALTH - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 04/14/2026 - 480 hours per month/ 200 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-17 |
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