David Francis Kurtz

Current Employers

Employment History

• 10/2003 → 02/2022
  Royal Alliance Associates
  New York, NY
• 10/2003 → 01/2022
  Financial Planners Of Cleveland, Inc. Dba Nca Financial Planners
  Mayfield Heights, OH
• 02/2022 → Present
  Sequoia Financial Group
  Akron, OH

Previous Registrations

• 2004-10-12 → 2022-11-07
  Nca Financial Planners
  Mayfield Heights, OH

Other Businesses

1. EXECUTOR OF NON-DECEASED RELATIVE'S ESTATE, INACTIVE, NON INVESTMENT RELATED, NO TIME SPENT. INVESTMENT ADVISOR REP OF INDEPENDENT RIA, FINANCIAL PLANNERS OF CLEVELAND, INC. DBA NCA FINANCIAL PLANNERS. INVESTMENT RELATED. APPLICANT IS EMPLOYEE OF FIRM STARTING 10/03. APPROX. 80% OF TIME DURING SECURITIES TRADING HRS. DUTIES ARE TO ADVISE CLIENTS ON INVESTMTS TO PURCHASE TO MEET THEIR GOALS. LICENSED INSURANCE AGENT-10/03-6 HRS/MO-TERM INS & LT CARE-FOR FINANCIAL PLANNERS OF CLEVE, INC. DBA NCA FINANCIAL PLANNERS. NON ACTIVE CPA LICENSE. 2. FINANCIAL PLANNERS OF CLEVELAND, INC. DBA NCA FINANCIAL PLANNERS POSITION: Investment Advisor NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2003 ADDRESS: 6095 Parkland Blvd., Suite 210 Cleveland, Ohio 44124, Mayfield Hts OH 44124, United States DESCRIPTION: Investment Advisor 3. FINANCIAL PLANNERS OF CLEVELAND, INC. DBA NCA FINANCIAL PLANNERS POSITION: Other - Financial Planner NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2003 ADDRESS: 6095 Parkland Blvd., Suite 210 Cleveland, Ohio 44124, Mayfield Hts OH 44124, United States DESCRIPTION: no CPA services are performed

Exams

• S66 Uniform Combined State Law Examination
  2004-02-24