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Philip James Dipasquale

Ubs Financial Services Inc.

Rochester, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2017-09-05
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2017-09-05

Branch Locations

400 Linden Oaks, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Rochester NY 12/2011 Present
Other Businesses

1) B. THOMAS GOLISANO FOUNDATION / PITTSFORD,NEW YORK / TRUSTEE / TO HELP EVALUATE FUNDING REQUESTS FROM ORGANIZATIONS HELPING INDIVIDUALS SUFFERING WITH IDD. / START DATE 2/6/2015 / THE BOARD OF TRUSTEES MEET QUARTERLY FROM 8:30 AM UNTIL NOON. /// 2) Nativity Preparatory Academy of Rochester; Nativity Preparatory Academy of Rochester is a tuition-free middle school serving 5th through 8th graders, most of whom live at or below the poverty line.; Rochester, New York; I serve as a member of Nativity's Finance Committee and assist in the general oversight of the schools finances and the development of the annual budget.; Start date: 5/1/2014. /// 3) DIPASQUALE BROTHERS BEVERAGES LLC (PENDING) / Company / The principal activities of DiPasquale Brothers Beverages LLC (PENDING) will be to collaborate with Rochester, New York based craft brewers and distillers to produce and sell small-batch beverages and related products such as glassware and T-shirts, while resurrecting the Rochester-based DiPasquale Brothers brand originally established in 1908 and incorporated on May 2, 1916. In addition, a portion of gross sales will be directed to organizations serving at-risk children. / Proprietor / owner / My role will be to collaborate with local craft brewers and distillers to develop the approved recipes and oversee the marketing efforts. /// 4) PJD PROPERTIES LLC / Company / Rental real estate / Officer / I will be responsible for managing the residential rental property. 5) Oak Hill Country Club; Rochester, New York; Sport & Leisure Facilities; A private golf and country club.; Member of Board of directors; As a member of the Board of Governors; Start date: 4/17/2024; Authority to make investment decisions: Yes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-31
S63 Uniform Securities Agent State Law Examination 2004-01-19
  • S65 Uniform Investment Adviser Law Examination
    2006-01-31
  • S63 Uniform Securities Agent State Law Examination
    2004-01-19
Other Names
  • Philip James Dipasquale
  • Philip James Dipasquale
  • Philip James James Dipasquale

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