Philip James Dipasquale

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → Present
  Ubs Financial Services Inc
  Rochester, NY

Other Businesses

1) B. THOMAS GOLISANO FOUNDATION / PITTSFORD,NEW YORK / TRUSTEE / TO HELP EVALUATE FUNDING REQUESTS FROM ORGANIZATIONS HELPING INDIVIDUALS SUFFERING WITH IDD. / START DATE 2/6/2015 / THE BOARD OF TRUSTEES MEET QUARTERLY FROM 8:30 AM UNTIL NOON. /// 2) Nativity Preparatory Academy of Rochester; Nativity Preparatory Academy of Rochester is a tuition-free middle school serving 5th through 8th graders, most of whom live at or below the poverty line.; Rochester, New York; I serve as a member of Nativity's Finance Committee and assist in the general oversight of the schools finances and the development of the annual budget.; Start date: 5/1/2014. /// 3) DIPASQUALE BROTHERS BEVERAGES LLC (PENDING) / Company / The principal activities of DiPasquale Brothers Beverages LLC (PENDING) will be to collaborate with Rochester, New York based craft brewers and distillers to produce and sell small-batch beverages and related products such as glassware and T-shirts, while resurrecting the Rochester-based DiPasquale Brothers brand originally established in 1908 and incorporated on May 2, 1916. In addition, a portion of gross sales will be directed to organizations serving at-risk children. / Proprietor / owner / My role will be to collaborate with local craft brewers and distillers to develop the approved recipes and oversee the marketing efforts. /// 4) PJD PROPERTIES LLC / Company / Rental real estate / Officer / I will be responsible for managing the residential rental property. 5) Oak Hill Country Club; Rochester, New York; Sport & Leisure Facilities; A private golf and country club.; Member of Board of directors; As a member of the Board of Governors; Start date: 4/17/2024; Authority to make investment decisions: Yes

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-31
• S63 Uniform Securities Agent State Law Examination
  2004-01-19

Other Names

• Philip James Dipasquale
• Philip James Dipasquale
• Philip James James Dipasquale