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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2019-09-25
TX RA APPROVED 2012-07-16
ME RA APPROVED 2012-03-22
MT RA APPROVED 2011-10-27
  • WY RA
    APPROVED
    Since 2019-09-25
  • TX RA
    APPROVED
    Since 2012-07-16
  • ME RA
    APPROVED
    Since 2012-03-22
  • MT RA
    APPROVED
    Since 2011-10-27

Branch Locations

4018 Montana Sapphire Dr Suite 1, Billings, MT 59106-3170 • United States

21 Main St Ste 203, Bangor, ME 04401 • United States

Bangor, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Thompson Falls MT 05/2008 03/2020
Ameriprise Financial Services, Llc Billings MT 03/2020 Present
Other Businesses

Business Ownership; Robinson House, LLC; Individual-owner LLC, manager; Rental property management; 66 Birch St, , Bangor, ME, 4401; Not Investment-Related; 04/20/2020; 1 to 9 hours per month; 0 during trading hours / Prairie Springs Group, LLC; Administration; Entity used to manage team-related expenses; 993 South 24th St W, Ste D, , Billings, MT, 59102; Not Investment-Related; 11/07/2019; 1 to 9 hours per month; 1 to 9 during trading hours / SFGE, LLC; Co-owner; Entity used to manage team-related expenses and operations; 993 South 24th Street W, Suite D, Billings, MT, 59102; Not Investment-Related; 04/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Rede Holdings, LLC; Co-owner; Real Estate; PO Box 2300, , Thompson Falls, MT, 59873; Investment-Related; 02/14/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Franklin Great Pond Association; Director; PO Box 97, , Franklin, ME, 04634; Not Investment-Related; 10/01/2023; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-26
  • S66 Uniform Combined State Law Examination
    2011-10-26

View on SEC IAPD

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