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Wayne Zhong

Oppenheimer & Co. Inc.

San Francisco, CA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-13
  • CA RA
    APPROVED
    Since 2022-09-13

Branch Locations

580 California Street Suite 2300, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palo Alto CA 04/2013 08/2021
Jp Morgan Chase Bank, N.A. San Francisco CA 08/2021 09/2022
J.P. Morgan Securities, Llc San Francisco CA 08/2021 09/2022
Oppenheimer & Co. Inc. San Francisco CA 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-08
S63 Uniform Securities Agent State Law Examination 2004-03-30
  • S65 Uniform Investment Adviser Law Examination
    2013-08-08
  • S63 Uniform Securities Agent State Law Examination
    2004-03-30
Designations
Other Names
  • Wayne Zhong
  • Weipeng Zhong

View on SEC IAPD

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FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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