Craig Steven Brooks

Current Employers

Employment History

• 10/2011 → 12/2016
  Foothill Securities
  San Jose, CA
• 10/2011 → 06/2017
  Cue Financial Group Inc
  San Jose, CA
• 11/2011 → 06/2017
  Provident Credit Union
  San Jose, CA
• 12/2016 → 06/2017
  Securities America, Inc.
  San Jose, CA
• 07/2017 → Present
  Lpl Financial, Llc
  Campbell, CA
• 07/2017 → 07/2026
  Strategic Wealth Advisors Group, Llc
  Los Gatos, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2017-07-11 → 2026-06-26
  Mariner Advisor Network
  Campbell, CA
• 2011-10-21 → 2017-08-04
  Cue Financial Group, Inc.
  Scottsdale, AZ
• 2009-04-17 → 2011-11-07
  Lpl Financial Llc
  Los Gatos, CA
• 2003-10-14 → 2009-11-23
  Lehrer Management Co Inc
  Cupertino, CA
• 2007-06-26 → 2009-03-17
  Ubs Financial Services Inc.
  San Jose, CA

Other Businesses

1. 1/6/2021 - Brooks Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/18/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2007-08-17
• S65 Uniform Investment Adviser Law Examination
  2003-10-30

Designations