Melanie C Liu

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2001 → 01/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Irvine, CA
• 03/2012 → 01/2020
  Bank Of America, N.A.
  Irvine, CA
• 01/2020 → Present
  Morgan Stanley Smith Barney Llc
  Irvine, CA
• 02/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2011-07-18 → 2020-01-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Irvine, CA
  Pasadena, CA
  Irvine, CA
  Irvine, CA

Other Businesses

I*68725 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NONE APPLICABLE INVESTMENT RELATED: N ADDRESS OF BUSINESS: CA 92620 NATURE OF BUSINESS: OTHER REAL ESTATE LICENSE POSITION, TITLE, ASSOCIATION: NA START DATE OF RELATIONSHIP: 7/7/2010 NUMBER OF HOURS DEVOTED: 0 ANNUALLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE A REAL ESTATE LICENSE FOR BUYING MY OWN PROPERTY. CURRENTLY IS NOT ACTIVE.

Exams

• S66 Uniform Combined State Law Examination
  2011-07-14
• S63 Uniform Securities Agent State Law Examination
  2004-06-21

Other Names

• Chien Liu
• Melanie Chien Liu