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Carolyn Elizabeth Stewart Hotra

Raymond James & Associates, Inc.

St Louis, MO

Chesterfield, MO

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-10-22
  • MO RA
    APPROVED
    Since 2020-10-22

Branch Locations

9900 Clayton Road, St Louis, MO 63124 • United States

Chesterfield, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc. Dallas TX 08/2014 06/2019
Unemployed Chesterfield MO 07/2019 10/2020
Raymond James & Associates, Inc. St. Louis MO 10/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-10
S63 Uniform Securities Agent State Law Examination 2006-02-23
  • S66 Uniform Combined State Law Examination
    2017-08-10
  • S63 Uniform Securities Agent State Law Examination
    2006-02-23
Other Names
  • Carolyn Elizabeth Stewart
  • Carolyn Elizabeth Stewart
  • Carolyn Stewart Mcginnis
  • Carolyn Stewart Mcginnis
  • Carolyn Elizabeth Stewart

View on SEC IAPD

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