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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-08-23
TX RA APPROVED 2023-08-18
  • GA RA
    APPROVED
    Since 2023-08-23
  • TX RA
    APPROVED
    Since 2023-08-18

Branch Locations

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Cotuit, MA • United States

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 04/2008 08/2023
Rbc Capital Markets, Llc Atlanta GA 08/2023 Present
Previous Registrations
Other Businesses

1) ESOP Association New South Chapter / 1200 18th Street NW Washington, DC 20036 / United States / Association (e.g. Trade or Industry, Sport)/ Services (Business, Professional, Support) / Raising awareness for ESOPs / Officer / sit on the executive committee and help with fundraising for the organization. / Start Date 9/17/2019 / 2) NAME OF ENTITY: ESOP Association ADDRESS: 200 Massachusetts Ave NW, Suite 410, Washington DC 20001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Employee Ownership START DATE: 06.15.23 CAPACITY: Officer DUTIES: Run committee meetings 3 times per year for the finance committee of the esop association HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: Compromise Quinby Taylor Educational Foundation ADDRESS: 200 Massachusetts Ave NW, Suite 410, Washington DC 20001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Trustee of a Family Foundation START DATE: 09.17.19 CAPACITY: Other DUTIES: approve trades, make distributions to non-profits HOURS DEVOTED PER MONTH: .25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-21
  • S66 Uniform Combined State Law Examination
    2004-04-21
Designations
Other Names
  • Becca Taylor
  • Rebecca P Taylor
  • Rebecca Powell Taylor
  • Rebecca Powell Glasgow
  • Rebecca P. Glasgow

View on SEC IAPD

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