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Current Employers
Valley National Advisers Inc

1655 Valley Center Parkway Suite 100, Bethlehem, PA 18017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-02-07
  • PA RA
    APPROVED
    Since 2011-02-07

Branch Locations

1655 Valley Center Parkway Suite 100, Bethlehem, PA 18017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valley National Investments, Inc. Bethlehem PA 02/2011 Present
  • 02/2011 → Present
    Valley National Investments, Inc.
    Bethlehem, PA
Previous Registrations
Other Businesses

EMMAX REAL ESTATE LLC, 1970 VELVET TRAIL LANE, HELLERTOWN, PA 18055, REAL ESTATE HOLDING, INV RELATED, MANAGEMENT OF INVESTMENT PROPERTIES, 50% OWNER, 1-5 HRS/MONTH DURING NON-BUSINESS HOURS, ZERO HRS/MONTH DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-20
S63 Uniform Securities Agent State Law Examination 2003-12-30
  • S66 Uniform Combined State Law Examination
    2006-01-20
  • S63 Uniform Securities Agent State Law Examination
    2003-12-30

View on SEC IAPD

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