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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Weston Securities Corporation | Wellesley | MA | 12/2003 | 10/2022 |
| Washington Trust Advisors | Wellesley | MA | 06/2011 | 07/2023 |
| Flagship Harbor Advisors, Llc | Boston | MA | 08/2023 | Present |
| Lpl Financial Llc | Boston | MA | 09/2023 | Present |
1- 09/01/2023- Pinnacle Insurance & Financial Services, LLC - Non-Variable Insurance- Agent selling Fixed Annuity, LTC and Life- Investment Related - at reported business location(s)- start date 9/1/2023- 2-3hrs/mth 2- 09/01/2023/ Flagship Harbor Advisors, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)/ Start Date 9/1/2023/ 160 Hours Per Month/ 8 Hours During Trading 3- 06/20/2024 - Flagship Harbor Advisors - Registered Investment Advisor - Advisor - Investment Related - At Reported Business Location(s) - Start Date 9/1/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-09 |
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