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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-09-11
  • MA RA
    APPROVED
    Since 2023-09-11

Branch Locations

346 Commercial Street, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weston Securities Corporation Wellesley MA 12/2003 10/2022
Washington Trust Advisors Wellesley MA 06/2011 07/2023
Flagship Harbor Advisors, Llc Boston MA 08/2023 Present
Lpl Financial Llc Boston MA 09/2023 Present
Previous Registrations
Other Businesses

1- 09/01/2023- Pinnacle Insurance & Financial Services, LLC - Non-Variable Insurance- Agent selling Fixed Annuity, LTC and Life- Investment Related - at reported business location(s)- start date 9/1/2023- 2-3hrs/mth 2- 09/01/2023/ Flagship Harbor Advisors, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)/ Start Date 9/1/2023/ 160 Hours Per Month/ 8 Hours During Trading 3- 06/20/2024 - Flagship Harbor Advisors - Registered Investment Advisor - Advisor - Investment Related - At Reported Business Location(s) - Start Date 9/1/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-09
  • S66 Uniform Combined State Law Examination
    2006-01-09
Designations

View on SEC IAPD

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