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Current Employers
Financial Planning Consultants, Llc

333 West Santa Clara Suite 800, San Jose, CA 95113-1713 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-29
  • CA RA
    APPROVED
    Since 2023-11-29

Branch Locations

333 West Santa Clara Suite 800, San Jose, CA 95113-1713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Petrinovich Pugh & Company, Llp San Jose CA 11/1990 Present
Lion Street Financial, Llc Austin TX 01/2016 Present
Financial Planning Consultants, Llc San Jose CA 11/2009 Present
Integrity Alliance, Llc. Austin TX 11/2025 Present
  • 11/1990 → Present
    Petrinovich Pugh & Company, Llp
    San Jose, CA
  • 01/2016 → Present
    Lion Street Financial, Llc
    Austin, TX
  • 11/2009 → Present
    San Jose, CA
  • 11/2025 → Present
    Integrity Alliance, Llc.
    Austin, TX
Other Businesses

1) FPC Planning Consultants, INC |Owner: 25 % | Relationship: SHAREHOLDER | Nature of Business: Life Insurance| Hrs. per Month: 1| Start Date: 6/2005 2) Lion Street Financial, LLC., | Broker Dealer and IAR | Relationship: Registered Representative | Nature of Business: Broker-Dealer | Hrs. per Month: 10 | Start Date: 01/2016 3) Petrinovich, Pugh, & Company, LLP | Managing Partner & CPA | Relationship: Managing Partner & CPA | Nature of Business: Accounting Firm | Hrs. 40 per Month | Start Date: 01/1990 4) FPC INSURANCE SERVICES, INC POSITION: Owner NATURE: Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2005 ADDRESS: 333 W. Santa Clara St., #800, San Jose CA 95113, United States DESCRIPTION: Shareholder 5) FINANCIAL PLANNING CONSULTANTS, LLC POSITION: Owner NATURE: Investment Advice for Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2016 ADDRESS: 333 W. Santa Clara St, #800, San Jose CA 95113, United States DESCRIPTION: Shareholder

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-15
S63 Uniform Securities Agent State Law Examination 2010-01-06
  • S66 Uniform Combined State Law Examination
    2023-11-15
  • S63 Uniform Securities Agent State Law Examination
    2010-01-06
Other Names
  • John R Kawamoto

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