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333 West Santa Clara Suite 800, San Jose, CA 95113-1713 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-29 |
Branch Locations
333 West Santa Clara Suite 800, San Jose, CA 95113-1713 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Petrinovich Pugh & Company, Llp | San Jose | CA | 11/1990 | Present |
| Lion Street Financial, Llc | Austin | TX | 01/2016 | Present |
| Financial Planning Consultants, Llc | San Jose | CA | 11/2009 | Present |
| Integrity Alliance, Llc. | Austin | TX | 11/2025 | Present |
1) FPC Planning Consultants, INC |Owner: 25 % | Relationship: SHAREHOLDER | Nature of Business: Life Insurance| Hrs. per Month: 1| Start Date: 6/2005 2) Lion Street Financial, LLC., | Broker Dealer and IAR | Relationship: Registered Representative | Nature of Business: Broker-Dealer | Hrs. per Month: 10 | Start Date: 01/2016 3) Petrinovich, Pugh, & Company, LLP | Managing Partner & CPA | Relationship: Managing Partner & CPA | Nature of Business: Accounting Firm | Hrs. 40 per Month | Start Date: 01/1990 4) FPC INSURANCE SERVICES, INC POSITION: Owner NATURE: Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2005 ADDRESS: 333 W. Santa Clara St., #800, San Jose CA 95113, United States DESCRIPTION: Shareholder 5) FINANCIAL PLANNING CONSULTANTS, LLC POSITION: Owner NATURE: Investment Advice for Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2016 ADDRESS: 333 W. Santa Clara St, #800, San Jose CA 95113, United States DESCRIPTION: Shareholder
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-06 |
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