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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-22
PA RA APPROVED 2014-10-31
  • TX RA
    APPROVED
    Since 2023-07-22
  • PA RA
    APPROVED
    Since 2014-10-31

Branch Locations

230 N George St, York, PA 17401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 10/2014 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2014 Present
Harvest Rock Advisors, Llc York PA 08/2013 Present
Previous Registrations
  • 2007-05-25 → 2014-10-31
    Grove Point Investments, Llc
    Rockville, MD
    York, PA
    York, PA
  • 2004-05-11 → 2007-05-25
    York, PA
    Mechanicsburg, PA
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
Other Businesses

1)HARVEST ROCK ADVISORS LLC, 230 N GEORGE ST, YORK, PA, 8/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 5 HR/WK - 5/TRADING. 2)HARVEST ROCK ADVISORS, LLC. YORK, PA. STARTED 9/2013 AS OWNER/MANAGER. ROYALTY ADMINISTRATION AND MANAGEMENT SERVICES: ANCILLARY ACCOUNTING/ADMINISTRATIVE SERVICE OFFERED TO OUR WEALTH MANAGEMENT CLIENTS WITH A OIL AND GAS LEASE UNDER WHICH THEY ARE RECEIVING ROYALTIES. SPENDS 5 HR/MO, 5 HR/MO DURING TRADING. NOT INVESTMENT RELATED. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20 HR/WK -20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4)NORTH BEACH CONDOMINIUM ASSOCIATION, 33546 Marketplace, Bethany Beach DE 19930, United States, 09/01/2025, Director, Condo Association Board of Directors, Not Investment Related, 3 HR/MO - 0 HR/MO TRADING 5)HARVEST ROCK ADVISORS, LLC, 230 North George Street, York PA 17401, United States, 11/01/2014, Owner, DBA Name, INV REL, 175 HR/MO - 175 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-11
  • S66 Uniform Combined State Law Examination
    2003-11-11
Designations

View on SEC IAPD

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