Nilima Arun Madan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
CA	RA	APPROVED	2010-03-23

NY RA
APPROVED

Since 2021-08-03
CA RA
APPROVED

Since 2010-03-23

Branch Locations

Port Washington, NY • United States

350 Old Country Rd Ste 100, Garden City, NY 11530-1701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Port Washington	NY	03/2010	Present

03/2010 → Present

Lpl Financial

Port Washington, NY

Previous Registrations

2007-05-29 → 2010-03-01

Citigroup Global Markets Inc.

Plainview, NY

Plainview, NY

Ridgewood, NY

Rockaway Park, NY
2004-10-05 → 2007-05-29

Citicorp Investment Services

Rockaway Park, NY

Fresh Meadows, NY

Rockaway Park, NY

Other Businesses

1) 12/21/2025-The Association of Indian in America-PRESIDENT-Non-Profit Board Member-Not Inv Related-At Port Washington, NY-Start date 01/27/2026-9hrs/mth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-07-24
S63	Uniform Securities Agent State Law Examination	2000-06-16

S65 Uniform Investment Adviser Law Examination

2004-07-24
S63 Uniform Securities Agent State Law Examination

2000-06-16

View on SEC IAPD