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Wendy S York

Wells Fargo Advisors Financial Network, LLC

Rockford, IL

Chicago, IL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-28
TX RA APPROVED_RES 2023-06-21
  • IL RA
    APPROVED
    Since 2023-06-28
  • TX RA
    APPROVED_RES
    Since 2023-06-21

Branch Locations

6801 Spring Creek Rd Suite 2B [Satellite], Rockford, IL 61114 • United States

10 South Wacker Drive Suite 2960, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rockford IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rockford IL 11/2016 06/2023
Wells Fargo Advisors Financial Network, Llc Chicago IL 06/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-28
S63 Uniform Securities Agent State Law Examination 2004-11-19
  • S65 Uniform Investment Adviser Law Examination
    2005-02-28
  • S63 Uniform Securities Agent State Law Examination
    2004-11-19
Designations
Other Names
  • Wendy S York
  • Wendy S York

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL
STACKSTONE WEALTH, LLC · ROCKFORD, IL
EDWARD JONES · ROCKFORD, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Rockford, IL
FIFTH THIRD SECURITIES, INC. · ROCKFORD, IL
LPL FINANCIAL LLC · ROCKFORD, IL
UNITED CAPITAL FINANCIAL ADVISORS · ROCKFORD, IL

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