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Dana Christian Rowen

Claro Advisors Inc.

Boston, MA

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Current Employers
Claro Advisors Inc.

100 High Street Suite 950, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2012-02-10
  • MA RA
    APPROVED
    Since 2012-02-10

Branch Locations

100 High Street Suite 950, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Claro Advisors Inc. Boston MA 02/2012 Present
Mutual Securities, Inc Camarillo CA 02/2012 04/2017
  • 02/2012 → Present
    Claro Advisors Inc.
    Boston, MA
  • 02/2012 → 04/2017
    Mutual Securities, Inc
    Camarillo, CA
Previous Registrations
  • 2009-06-01 → 2012-02-16
    Morgan Stanley
    Wellesley, MA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Wellesley, MA
  • 2004-07-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Wellesley, MA
    Wellesley, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-28
  • S66 Uniform Combined State Law Examination
    2004-05-28

View on SEC IAPD

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