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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-10 |
| FL | RA | APPROVED | 2017-06-20 |
Branch Locations
3601 Pga Blvd Suite 301, Palm Beach Gardens, FL 33410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Jupiter | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Jupiter | FL | 11/2016 | 06/2017 |
| Raymond James Financial Services, Inc. | Palm Beach Gardens | FL | 06/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Palm Beach Gardens | FL | 06/2017 | Present |
(1)Name of Business: Ernst Capital LLC Address: 3601 PGA Blvd Suite 301, Palm Beach Gardens, FL, 33410, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/02/2017 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Providing investment advice (2)Name of Business: Financial Strategies Group, LLP Address: 3601 PGA Blvd Suite 301, Palm Beach Gardens, FL, 33410, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/10/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Agent for Life Insurance Policies (3)Name of Business: Houchin Ernst Wealth Advisors Address: 3601 PGA Blvd Suite 301, Palm Beach Gardens, FL, 33410, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/02/2017 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Provide Financial Advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-17 |
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