Best Investors Account Sign in

Robert Kauffman

Wells Fargo Advisors Financial Network, LLC

New Albany, OH

Claim This Profile
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2010-11-24
TX RA APPROVED 2010-11-24
  • OH RA
    APPROVED
    Since 2010-11-24
  • TX RA
    APPROVED
    Since 2010-11-24

Branch Locations

6525 W Campus Oval Ste 260 [Satellite], New Albany, OH 43054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Columbus OH 11/2010 Present
Previous Registrations
  • 2009-06-01 → 2010-12-08
    Morgan Stanley
    Columbus, OH
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Columbus, OH
  • 2004-01-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Columbus, OH
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-02
  • S66 Uniform Combined State Law Examination
    2004-01-02
Other Names
  • Robert Kauffman
  • Robert N/A Kauffman
  • Bob Kauffman
  • Bob Kauffman
  • Bob Kauffman

View on SEC IAPD

Other Firms

MORGAN STANLEY
LIDO
COLUMBUS INVESTMENT ADVISORY INC.
EDWARD JONES
YFP WEALTH
M HOLDINGS SECURITIES, INC.
VELA INVESTMENT MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

Shane Moran
JEFFREY ROBERT SIMPSON
Karin Aey
MICHAEL JOSEPH PLATTE
James Thomas Simpson
CAITLIN E GALL
Patrick K Dundon
Kathryn A Kahn

Other Offices

MORGAN STANLEY · New Albany, OH
LIDO · New Albany, OH
COLUMBUS INVESTMENT ADVISORY INC. · NEW ALBANY, OH
EDWARD JONES · New Albany, OH
COLUMBUS INVESTMENT ADVISORY INC. · New Alany, OH
YFP WEALTH · NEW ALBANY, OH
M HOLDINGS SECURITIES, INC. · New Albany, OH
VELA INVESTMENT MANAGEMENT, LLC · NEW ALBANY, OH

More in New Albany, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor