Steven H. Tomalin

J.P. Morgan Securities LLC

Colorado Springs, CO

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-08-19
WA	RA	APPROVED	2016-08-19

TX RA
APPROVED

Since 2016-08-19
WA RA
APPROVED

Since 2016-08-19

Branch Locations

4190 Austin Bluffs Pkwy, Flr 01, Colorado Springs, CO 80918 • United States

902 Second Street, Snohomish, WA 98290 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kcls	Bellevue	WA	10/2014	04/2017
J.P. Morgan Securities Llc	Snohomish	WA	07/2016	Present
Jpmorgan Chase Bank, N.A.	Snohomish	WA	07/2016	Present

10/2014 → 04/2017

Kcls

Bellevue, WA
07/2016 → Present

J.P. Morgan Securities Llc

Snohomish, WA
07/2016 → Present

Jpmorgan Chase Bank, N.A.

Snohomish, WA

Previous Registrations

2009-10-23 → 2015-08-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA

Seattle, WA
2006-09-05 → 2009-10-23

Banc Of America Investment Services, Inc.

Seattle, WA
2005-04-28 → 2005-12-31

Banc Of America Investment Services, Inc.

Seattle, WA
2004-08-24 → 2004-10-26

Thrivent Investment Management Inc.

Bellevue, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-01-26

S66 Uniform Combined State Law Examination

2004-01-26

Other Names

Steven Henry Tomalin

View on SEC IAPD

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