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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-01-14 |
| TX | RA | APPROVED_RES | 2002-09-23 |
| KS | RA | APPROVED | 2000-06-05 |
Branch Locations
One Hallbrook Place 11150 Overbrook Road, Leawood, KS 66211-2298 • United States
600 West Broadway Suite 2100, San Diego, CA 92101 • United States
Overland Park, KS • United States
Scottsdale, AZ • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Leawood | KS | 07/2013 | Present |
1) MR. LONG IS EMPLOYED WITH M&M MARS WITH THE HOME OFFICE LOCATED IN HACKETTSTOWN,NJ. MR. LONG IS EMPLOYED AS A SALES ACCOUNT MANAGER, WORKING APPROXIMATELY 140 HOURS A MONTH DURING REGULAR WORKING HOURS OVERSEEING SALES STAFF. HE WILL TAKE SERIES 7 EXAM AND WORK PART-TIME IN THE SECURITIES INDUSTRY FOR A PERIOD OF TIME. 2) Mac N Seitz Royals Baseball / 13705 Holmes Rd Kansas City,Missouri 64145 / Association (e.g. Trade or Industry, Sport)/ Sport & Leisure Facilities / youth basebal academy / Other / team manager of 16 U baseball team / schedule tournament entries and handle equipment and recruitment for the team / Start Date 08/01/2014 / 3) Marital Trust FBO Renate N. Anderson/2035 Wilson Farm Court /Chesterfield /Missouri 63005/ United States/Temporary pass-thru Trust set up for tax purposes./ Myself along with Jeff Smith are co-trustees that will ensure the money is moved from the pass thru Trust to the Renate N Anderson Revocable Trust. Neither of us may act alone. /Start Date 11/12/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-28 |
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