William Harvey Glover

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-03-02

NJ RA
APPROVED

Since 2022-03-02

Branch Locations

Fair Haven, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Funds Distributor, Inc.	Stamford	CT	08/2009	Present
Principal Asset Management	Stamford	CT	03/2022	Present

08/2009 → Present

Principal Funds Distributor, Inc.

Stamford, CT
03/2022 → Present

Principal Asset Management

Stamford, CT

Previous Registrations

2005-05-20 → 2008-11-19

Amg Distributors, Inc.

Stamford, CT

Chicago, IL

Washington, DC

Chicago, IL

Other Businesses

1) Monmouth Beach Bath and Tennis - Trustee. Participate in Board of Trustee meetings for the club. No compensation. Not investment related. 65 Ocean Avenue Monmouth Beach, NJ 07750. Less than 1 hr per week, 0 hrs during trading. Effective 09/18/2023. 2) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-28

S66 Uniform Combined State Law Examination

2022-02-28

Other Names

William Glover
Bill Glover

View on SEC IAPD