Andrew J Kirk

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-02-28
MA	RA	APPROVED	2018-09-07

TX RA
APPROVED

Since 2022-02-28
MA RA
APPROVED

Since 2018-09-07

Branch Locations

900 Cummings Center, #414U, Beverly, MA 01915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Beverly	MA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Beverly	MA	11/2016	08/2018
Lpl Financial	Beverly	MA	08/2018	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Beverly, MA
11/2016 → 08/2018

Wells Fargo Clearing Services, Llc

Beverly, MA
08/2018 → Present

Lpl Financial

Beverly, MA

Previous Registrations

2005-09-29 → 2018-09-11

Wells Fargo Clearing Services, Llc

Beverly, MA

Wakefield, MA

Other Businesses

1) 01/13/2025 - Northeast Planning Associates, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/10/2025 - 120 Hrs/Mth - 6 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-12-19

S66 Uniform Combined State Law Examination

2003-12-19

Designations

Certified Financial Planner

View on SEC IAPD