Miguel Gonzalez

Current Employers

Employment History

• 06/2012 → Present
  Lpl Financial Llc
  New York, NY
• 09/2012 → Present
  Private Advisor Group, Llc
  New York, NY

Previous Registrations

• 2007-04-09 → 2012-06-04
  Chase Investment Services Corp.
  New York, NY
  New York, NY
• 2007-01-09 → 2007-04-03
  Wells Fargo Clearing Services, Llc
  New York, NY
• 2005-09-30 → 2007-01-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Short Hills, NJ
  Short Hills, NJ

Other Businesses

1. 9/25/2012: PRIVATE ADVISOR GROUP, LLC - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - Time Spent 100% - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE. 2. 11/27/2012: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 5% - SELLING NON-VARIABLE LIFE INSURANCE. 3. 10/7/2019 - Cortburg Retirement Advisors, Inc. - DBA: Cortburg Retirement Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2019 - 120 Hours Per Month/5 Hours During Securities Trading. 4. 1/2/2020 - Private Advisor Group, LLC - DBA: (Hybrid) Cortburg Retirement Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/01/2019 - 120 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2004-08-23