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Catherine Mcmichael Elrod

Rockefeller Financial LLC

Florham Park, NJ

Richmond, VA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-01
VA RA APPROVED 2024-02-01
  • TX RA
    APPROVED_RES
    Since 2024-02-01
  • VA RA
    APPROVED
    Since 2024-02-01

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

200 S 10Th Street, Suite 950, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Richmond VA 05/2015 01/2020
Truist Investment Services, Inc. Atlanta GA 03/2022 02/2024
Wells Fargo Advisors Richjmond VA 01/2020 03/2022
Rockefeller Financial Llc Richmond VA 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-17
  • S66 Uniform Combined State Law Examination
    2006-03-17
Other Names
  • Catherine Mcmichael

View on SEC IAPD

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