Leslie Patricia Montes De Oca

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 03/2017
  Bbtis
  Miami, FL
• 03/2017 → 03/2024
  Citigroup
  Miami Beach, FL
• 03/2024 → Present
  Lpl Financial Llc
  Coral Gables, FL
• 03/2024 → Present
  Flagstar Bank N.A.
  Coral Gables, FL

Previous Registrations

• 2017-03-27 → 2024-04-12
  Citigroup Global Markets Inc.
  Washington, DC
  Miami Beach, FL
  Coral Springs, FL
  Miami, FL
  Miami, FL
  Miami Beach, FL
  Miami, FL
  Miami, FL
  Doral, FL
  Weston, FL
  Weston, FL
  Weston, FL
  Weston, FL
  Miami, FL
  Plantation, FL
  Miami, FL
  Hollywood, FL
  Ft. Lauderdale, FL
• 2014-07-18 → 2017-03-20
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Key West, FL
  Key Biscayne, FL
  Doral, FL
  Miami, FL
  Miami Lakes, FL
  Miami, FL
  South Miami, FL
  Aventura, FL
  Miami, FL
  Sunny Isles Beach, FL
  Coral Springs, FL
  Coral Gables, FL
  Weston, FL
  Davie, FL
  Pembroke Pines, FL
  Miami, FL
  Hollywood, FL
  Hialeah, FL
  Miami, FL
  Miami, FL
  Miami, FL
  Orlando, FL
• 2013-07-05 → 2014-07-14
  J.P. Morgan Securities Llc
  Pembroke Pines, FL
  Hollywood, FL
  Pembroke Pines, FL
  Miramar, FL

Other Businesses

1- 02/2024 / Flagstar Wealth Services / DBA for LPL Business (entity for LPL business) / Investment Related

Exams

• S66 Uniform Combined State Law Examination
  2013-07-02
• S63 Uniform Securities Agent State Law Examination
  2003-12-15

Other Names

• Leslie P Montes De Oca