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Leslie Patricia Montes De Oca

LPl Financial LLC

Miami Beach, FL

Coral Gables, FL

Doral, FL

Surfside, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-14
  • FL RA
    APPROVED
    Since 2024-03-14

Branch Locations

447 Arthur Godfrey Rd, Miami Beach, FL 33140 • United States

2701 Ponce De Leon Blvd, Coral Gables, FL 33134 • United States

9747 Nw 41 St., Doral, FL 33178 • United States

9592 Harding Ave, Surfside, FL 33154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Miami FL 07/2014 03/2017
Citigroup Miami Beach FL 03/2017 03/2024
Lpl Financial Llc Coral Gables FL 03/2024 Present
Flagstar Bank N.A. Coral Gables FL 03/2024 Present
  • 07/2014 → 03/2017
    Bbtis
    Miami, FL
  • 03/2017 → 03/2024
    Citigroup
    Miami Beach, FL
  • 03/2024 → Present
    Lpl Financial Llc
    Coral Gables, FL
  • 03/2024 → Present
    Flagstar Bank N.A.
    Coral Gables, FL
Previous Registrations
  • 2017-03-27 → 2024-04-12
    Citigroup Global Markets Inc.
    Washington, DC
    Miami Beach, FL
    Coral Springs, FL
    Miami, FL
    Miami, FL
    Miami Beach, FL
    Miami, FL
    Miami, FL
    Doral, FL
    Weston, FL
    Weston, FL
    Weston, FL
    Weston, FL
    Miami, FL
    Plantation, FL
    Miami, FL
    Hollywood, FL
    Ft. Lauderdale, FL
  • 2014-07-18 → 2017-03-20
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Key West, FL
    Key Biscayne, FL
    Doral, FL
    Miami, FL
    Miami Lakes, FL
    Miami, FL
    South Miami, FL
    Aventura, FL
    Miami, FL
    Sunny Isles Beach, FL
    Coral Springs, FL
    Coral Gables, FL
    Weston, FL
    Davie, FL
    Pembroke Pines, FL
    Miami, FL
    Hollywood, FL
    Hialeah, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Orlando, FL
  • 2013-07-05 → 2014-07-14
    J.P. Morgan Securities Llc
    Pembroke Pines, FL
    Hollywood, FL
    Pembroke Pines, FL
    Miramar, FL
Other Businesses

1- 02/2024 / Flagstar Wealth Services / DBA for LPL Business (entity for LPL business) / Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-02
S63 Uniform Securities Agent State Law Examination 2003-12-15
  • S66 Uniform Combined State Law Examination
    2013-07-02
  • S63 Uniform Securities Agent State Law Examination
    2003-12-15
Other Names
  • Leslie P Montes De Oca

View on SEC IAPD

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