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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-21 |
| NE | RA | APPROVED | 2017-11-07 |
Branch Locations
13030 Pierce Street Suite 201, Omaha, NE 68144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott Fuhrman | Omaha | NE | 09/2011 | Present |
| Mutual Of Omaha Bank | Omaha | NE | 11/2013 | 08/2017 |
| Lpl Financial Llc | Omaha | NE | 11/2013 | 08/2017 |
| Stifel Nicolaus & Co Inc | Omaha | NE | 10/2017 | Present |
Pacific Springs Homeowners' Association; PO BOX 540765 Omaha NE 68154; Homeowner Association; President; Board Volunteer; 9/15/2014; 2.0 hours per month; not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-04 |
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