Ryan Hale

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2022-12-12

IN RA
APPROVED

Since 2022-12-12

Branch Locations

Granger, IN • United States

54505 26Th St, Ste E, South Bend, IN 46635 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2012	12/2022
Lpl Financial Llc	Granger	IN	12/2022	Present

10/2012 → 12/2022

Edward Jones

St Louis, MO
12/2022 → Present

Lpl Financial Llc

Granger, IN

Previous Registrations

2012-12-13 → 2022-12-12

Edward Jones

South Bend, IN

Other Businesses

1) 12/2022- Legacy Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- Granger, IN 2) 02/16/2024 - Other - LOAN- Not Investment Related - Home Based - Start Date 01/31/2024 - 0 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-12-10
S63	Uniform Securities Agent State Law Examination	2003-11-25

S66 Uniform Combined State Law Examination

2012-12-10
S63 Uniform Securities Agent State Law Examination

2003-11-25

Other Names

Ryan Patrick Hale

View on SEC IAPD