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Keith Mendell

J.P. Morgan Securities LLC

Wheaton, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

120 E Wesley St, Floors 2 & 3, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Aurora IL 10/2012 Present
Previous Registrations
  • 2009-12-08 → 2012-10-01
    Chase Investment Services Corp.
    Aurora, IL
    Naperville, IL
    Aurora, IL
  • 2007-06-12 → 2009-12-17
    Citigroup Global Markets Inc.
    Chicago, IL
    Chicago, IL
    Oaklawn, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-21
S63 Uniform Securities Agent State Law Examination 2000-05-16
  • S65 Uniform Investment Adviser Law Examination
    2007-02-21
  • S63 Uniform Securities Agent State Law Examination
    2000-05-16
Other Names
  • Keith A Mendell

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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