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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-05
MN RA APPROVED 2014-01-16
  • TX RA
    APPROVED
    Since 2021-03-05
  • MN RA
    APPROVED
    Since 2014-01-16

Branch Locations

11100 Wayzata Blvd Ste 405, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Corporation Minnetonka MN 10/2003 Present
Principal Life Insurance Company Minnetonka MN 10/2003 Present
Roy Jenks & Associates Minnetonka MN 02/2010 08/2017
Roy Jenks And Associates, Inc Minnetonka MN 10/2018 09/2025
Piprude Financial Minnetonka MN 02/2024 Present
  • 10/2003 → Present
    Princor Financial Services Corporation
    Minnetonka, MN
  • 10/2003 → Present
    Principal Life Insurance Company
    Minnetonka, MN
  • 02/2010 → 08/2017
    Roy Jenks & Associates
    Minnetonka, MN
  • 10/2018 → 09/2025
    Roy Jenks And Associates, Inc
    Minnetonka, MN
  • 02/2024 → Present
    Piprude Financial
    Minnetonka, MN
Other Businesses

**OUTSIDE INSURANCE,SELLING FIXED LIFE INSURANCE, DISABILITY INSURANCE, LONG TERM CARE INSURANCE, FIXED ANNUITIES, HEALTH, GROUP BENEFITS AND MEDICAL SUPPLEMENT THROUGH VARIOUS CARRIERS,7/25/13. POWER CORNER LLC POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 11100 Wayzata Blvd, Suite 405, Minnetonka MN 55305, United States DESCRIPTION: Power Corner LLC formed for partnership/teaming arrangement with other Principal advisors. LLC will provideoperational support, business partnering and practice succession planning.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-11-04
  • S63 Uniform Securities Agent State Law Examination
    2003-11-04
Designations
  • Certified Financial Planner

View on SEC IAPD

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