Deborah Jane Necciai

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → 09/2021
  Principal Life Insurance Company
  Charlotte, NC
• 03/2016 → 09/2021
  Principal Securities Inc
  Charlotte, NC
• 07/2021 → Present
  Principal Life Insurance Company
  St Johns, FL
• 07/2023 → Present
  Principal Securities, Inc.
  St Johns, FL

Previous Registrations

• 2005-02-23 → 2021-11-03
  Principal Securities, Inc.
  Charlotte, NC
  Charlotte, NC
  Des Moines, IA
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2004-11-11

Other Names

• Deborah Jane Szelc
• Deborah Jane Necciai
• Deborah Jane Necciai
• Deborah J Necciai