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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-09-23
  • MA RA
    APPROVED
    Since 2025-09-23

Branch Locations

100 Federal St Floor 1, Boston, MA 02110 • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Boston MA 03/2016 06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 03/2016 06/2022
Raymond James & Associates, Inc. Boston MA 06/2022 11/2023
Commonwealth Financial Network Waltham MA 11/2023 08/2025
Empower Advisory Group, Llc Greenwood Village CO 08/2025 Present
Empower Financial Services, Inc Greenwood Village CO 08/2025 Present
Previous Registrations
Other Businesses

Owner of rental property located in Cambridge, MA, as of 2011; 0% time spent during business hours; Not conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-20
S63 Uniform Securities Agent State Law Examination 2004-05-26
  • S66 Uniform Combined State Law Examination
    2005-10-20
  • S63 Uniform Securities Agent State Law Examination
    2004-05-26
Other Names
  • Timothy James Havern
  • Timothy J Havern

View on SEC IAPD

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