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Joseph Michael Rosano

R.A.I. Financial Services, Inc.

Lynnfield, MA

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Current Employers
R.A.I. Financial Services, Inc.

210 Broadway, Suite 103, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2001-01-08
  • MA RA
    APPROVED
    Since 2001-01-08

Branch Locations

210 Broadway Suite 103, Lynnfield, MA 01940-2351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rosano Associates, Inc. Lynnfield MA 07/1998 Present
  • 07/1998 → Present
    Rosano Associates, Inc.
    Lynnfield, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-28
  • S65 Uniform Investment Adviser Law Examination
    2000-11-28

View on SEC IAPD

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