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Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2010-11-10
  • MA RA
    APPROVED
    Since 2010-11-10

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investment Distributors, Inc Boston MA 11/2010 Present
  • 11/2010 → Present
    Columbia Management Investment Distributors, Inc
    Boston, MA
Previous Registrations
  • 2007-03-19 → 2009-03-26
    Banc Of America Investment Services, Inc.
    Huntington Beach, CA
    Costa Mesa, CA
    Newport Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-16
S63 Uniform Securities Agent State Law Examination 2004-04-26
  • S65 Uniform Investment Adviser Law Examination
    2007-03-16
  • S63 Uniform Securities Agent State Law Examination
    2004-04-26
Other Names
  • Preston Scott Wright

View on SEC IAPD

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