Mark Vogel

Current Employers

Mark Vogel Wealth Management, Llc

North Caldwell, NJ • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2015-06-17

NJ RA
APPROVED

Since 2015-06-17

Branch Locations

North Caldwell, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mark Vogel, Attorney At Law	N. Caldwell	NJ	06/1991	Present
Mark Vogel Wealth Management	N. Caldwell	NJ	01/2003	Present

06/1991 → Present

Mark Vogel, Attorney At Law

N. Caldwell, NJ
01/2003 → Present

Mark Vogel Wealth Management

N. Caldwell, NJ

Previous Registrations

2003-10-29 → 2007-12-31

Mark Vogel Wealth Management, Llc

N. Caldwell, NJ

Other Businesses

MARK VOGEL, ATTORNEY AT LAW NOT INVESTMENT-RELATED 555 MOUNTAIN AVE., N. CALDWELL, NJ 07006 SOLE-PROPRIETOR BUSINESS STARTED IN 1991 ABOUT 60 HOURS PER MONTH ENGAGE IN PRACTICE OF LAW AND ADMINISTRATIVE FUNCTIONS RELATED THERETO AT THE PRESENT TIME, I DEVOTE ABOUT 80% OF MY WORKING TIME ON IT, MUCH OF IT DURING TRADING HOURS. THE TIME IS SPENT DOING LEGAL AND ADMINSTRATIVE WORK RELATING TO THE PRACTICE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-06-23

S65 Uniform Investment Adviser Law Examination

2003-06-23

View on SEC IAPD