Nicholas Benjamin Teyechea

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-11-30
AZ	RA	APPROVED	2023-05-09

TX RA
APPROVED

Since 2023-11-30
AZ RA
APPROVED

Since 2023-05-09

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Austin	TX	06/2014	Present
Charles Schwab Bank	Phoenix	AZ	01/2016	08/2021
Charles Schwab Trust Bank	Austin	TX	08/2021	Present

06/2014 → Present

Charles Schwab & Co., Inc.

Austin, TX
01/2016 → 08/2021

Charles Schwab Bank

Phoenix, AZ
08/2021 → Present

Charles Schwab Trust Bank

Austin, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-21
S63	Uniform Securities Agent State Law Examination	2003-11-04

S66 Uniform Combined State Law Examination

2014-11-21
S63 Uniform Securities Agent State Law Examination

2003-11-04

Other Names

Nick Benjamin Teyechea
Nicholas B Teyechea

View on SEC IAPD