Deanna Jean Gutta

Current Employers

Employment History

• 05/2016 → 03/2018
  Citizens Bank
  Rochester, NY
• 03/2018 → 05/2025
  Brighton Securities Corp.
  Rochester, NY
• 01/2015 → 01/2017
  Gardner Group
  Webster, NY
• 01/2015 → 01/2018
  Interactions Marketing
  Webster, NY
• 05/2025 → 09/2025
  Avantax Investment Services, Inc.
  Rochester, NY
• 05/2025 → 09/2025
  Avantax Advisory Services
  Rochester, NY
• 03/2004 → Present
  Lapier Agency Inc.
  Webster, NY
• 05/2025 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Rochester, NY
• 06/2025 → Present
  Davie Kaplan Wealth Care Advisors, Llc
  Rochester, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Rochester, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2025 → Present
  Brighton Chamber Of Commerce
  Rochester, NY

Previous Registrations

• 2025-05-23 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Rochester, NY
• 2018-10-03 → 2025-05-28
  Brighton Securities Corp.
  Rochester, NY
  Rochester, NY
• 2017-08-23 → 2018-03-12
  Citizens Securities, Inc.
  Albany, NY
  Rochester, NY
  Albany, NY

Other Businesses

1)DAVIE KAPLAN WEALTH CARE ADVISORS LLC (FORMERLY DKCB WEALTH CARE ADVISORS, LLC); FINANCIAL SERVICES; MEMBER/REFERRING ADVISOR, IR; HRS 100; HRS 100; 05/19/2025; 100 MERIDIAN CENTRE BLVD, SUITE 200, ROCHESTER NY 14618; I PROVIDE INVESTMENT ADVICE AS WELL AS INVESTMENT GUIDANCE; 2) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (RIA) POSITION: RIA, INVESTMENT ADVISOR REPRESENTATIVE, NATURE: FINANCIAL SERVICES INVESTMENT RELATED: YES NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 06/30/2014 ADDRESS: ROCHESTER NY 14614, UNITED STATES DESCRIPTION: ADVISOR-FINANCIAL PLANNING; 3) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (INSURANCE) POSITION: MEMBER NATURE: INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS:1 SECURITIES TRADING HOURS: 1 START DATE: 05/2025, DESCRIPTION: ADVISOR - CONDUCTS INSURANCE SALES/REFERRALS; 4) LAPIER AGENCY INC; CEO; BUSINESS CORPORATION USED FOR INSURANCE AGENCY. THE AGENCY WAS SOLD IN 2015. NIR; HRS 0; HRS 0; 03/08/2004; 1998 EMPIRE BLVD, WEBSTER NY 14580; 5) NAME OF OTHER BUSINESS: CENTURY CLUB OF ROCHESTER; INVESTMENT RELATED: NO ADDRESS: 566 EAST AVE, ROCHESTER, NY 14607: NATURE OF BUSINESS: BOARD; START DATE: 6/1/2026: POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK:5; APX NUMBER OF HOURS DURING TRADING HOURS:5; BRIEF DESCRIPTION OF DUTIES: ASSISTS THE PRESIDENT IN THE SOCIAL CLUB; 6) NAME OF OTHER BUSINESS: FOODLINK, INC, NIR, 2011 MT.READ BLVD, ROCHESTER, NY 14615, NATURE OF BUSINESS: FOOD BANK AND PANTRY, START DATE: 03/2024, POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER AND INVESTMENT COMMITTEE MEMBER, APX NUMBER OF HOURS PER WEEK:.1 , APX NUMBER OF HOURS DURING TRADING HOURS: .1, BRIEF DESCRIPTION OF DUTIES: ONE OF MULTIPLE VOTING MEMBERS OF THE COMMITTEE, DEVELOP AND MAINTAIN APPROPRIATE INVESTMENT POLICIES, COMPLY WITH FEDERAL AND STATE LAWS; 7) BRIGHTON CHAMBER OF COMMERCE; BOARD MEMBER; PROVIDING NETWORKING EVENTS, EDUCATIONAL RESOURCES, BUSINESS TO BUSINESS AND COMMUNITY PROMOTIONAL OPPORTUNITIES; NIR; .05; 0; 09/2025; 2604 ELMWOOD AVENUE #204 ROCHESTER NY 14618; ATTENDS MEETINGS LESS THAN 5 HOURS/MONTH. NO CHECK WRITING CAPABILITY. CHAIR OF AMBASSADOR COMMITTEE FOR THE CHAMBER INVOLVES 2-3 HOURS PER MONTH, PAIRING AMBASSADORS WITH NEW MEMBERS. 8) SENIORS AGAINST SCAMS, NIR SAME AS REGISTERED LOCATION: EDUCATIONAL, STARTED: 06/2019, CLASS PRESENTOR, APX NUMBER OF HOURS PER WEEK:.5 , PRESENTATION MADE BY NATIONAL COUNCIL ON AGING DESIGNED FOR PUBLIC PRESENTATION. PURPOSE IS TO MAKE SENIOR COMMUNITY AWARE OF SCAMS TARGETING THEM;

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-08-23
• S63 Uniform Securities Agent State Law Examination
  2016-09-08

Other Names

• Deanna Jean Hayes
• Deanna Jean Lapier