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Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-10-30
  • AR RA
    APPROVED
    Since 2022-10-30

Branch Locations

4756 Bryant Parkway, Alexander, AR 72002 • United States

Alexander, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Little Rock AR 03/2007 04/2017
Lpl Financial, Llc Alexander AR 05/2017 Present
Genwealth Financial Advisors, Llc Bryant AR 05/2017 09/2022
Independent Advisor Alliance Charlotte NC 09/2022 Present
  • 03/2007 → 04/2017
    Ameriprise Financial Services, Inc.
    Little Rock, AR
  • 05/2017 → Present
    Lpl Financial, Llc
    Alexander, AR
  • 05/2017 → 09/2022
    Genwealth Financial Advisors, Llc
    Bryant, AR
  • 09/2022 → Present
    Independent Advisor Alliance
    Charlotte, NC
Previous Registrations
Other Businesses

1. 05/09/2017 - GENWEALTH FINANCIAL ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ BRYANT, AR 2. 05/09/2017 - AJ'S HAULING/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ ALEXANDER, AR. 3. 09/30/2022 - GENWEALTH FINANCIAL ADVISORS/ DBA FOR RIA BUSINESS (ENTITY FOR RIA BUSINESS)/ 100%/ BRYANT, AR 4. 10/12/2022 - GenWealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/30/2022 - 0 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-07
  • S66 Uniform Combined State Law Examination
    2004-09-07
Other Names
  • Anna Limbird
  • Anna Gabrielle Limbird

View on SEC IAPD

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