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Independent Advisor Alliance, LLC CRD 168267
$17.2B regulatory AUM 533 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-10-30 |
Branch Locations
4756 Bryant Parkway, Alexander, AR 72002 • United States
Alexander, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Little Rock | AR | 03/2007 | 04/2017 |
| Lpl Financial, Llc | Alexander | AR | 05/2017 | Present |
| Genwealth Financial Advisors, Llc | Bryant | AR | 05/2017 | 09/2022 |
| Independent Advisor Alliance | Charlotte | NC | 09/2022 | Present |
1. 05/09/2017 - GENWEALTH FINANCIAL ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ BRYANT, AR 2. 05/09/2017 - AJ'S HAULING/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ ALEXANDER, AR. 3. 09/30/2022 - GENWEALTH FINANCIAL ADVISORS/ DBA FOR RIA BUSINESS (ENTITY FOR RIA BUSINESS)/ 100%/ BRYANT, AR 4. 10/12/2022 - GenWealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/30/2022 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-07 |
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