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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-02-25
  • TX RA
    APPROVED
    Since 2004-02-25

Branch Locations

12377 Merit Drive Suite 1500, Dallas, TX 75251 • United States

The Colony, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 10/2003 06/2020
Equitable Advisors, Llc New York NY 10/2003 Present
Other Businesses

1. LQ FINANCIAL, LLC; OWNER; 5809 Short Springs CT, The colony, TX, 75056; START 2/2/2012; APPROX 10 HOURS/MONTH. 2. VARIOUS OUTSIDE INSURANCE/BROKERAGE CONTRACTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-12
  • S66 Uniform Combined State Law Examination
    2003-11-12
Other Names
  • Ying Qian
  • Lily Herrera
  • Lily Qian Herrera

View on SEC IAPD

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