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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-11-03 |
Branch Locations
2911 Tennyson Ave Ste 301, Eugene, OR 97408 • United States
300 Colorado St Ste 2600, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Independent Securities Group, Llc | Eagle | ID | 11/2013 | 02/2020 |
| Lion Street Financial | Eugene | OR | 02/2020 | Present |
| Lion Street Advisors | Eugene | OR | 02/2020 | Present |
| Riskbridge Advisors, Llc | Eugene | OR | 03/2025 | Present |
| Integrity Alliance, Llc. | Eugene | OR | 11/2025 | Present |
| Integrity Alliance, Llc. | Eugene | OR | 11/2025 | Present |
1.PEACEHEALTH SACRED HEART MEDICAL CENTER FOUNDATION BOARD POSITION: Board Member NATURE: PeaceHealth is a not-for-profit health care system that owns and operates ten hospitals, and numerous clinics, in the Western United States. The organized board's mission is to improve the health and lives of community members by providing charitable support to PeaceHealth Sacred Heart Medical Center so that compassionate, affordable and high quality medical care may be offered to all in this region. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 06/28/2022 ADDRESS: PO Box 10905, Eugene OR 97440, United States DESCRIPTION: Supporting and improving local wellness and healthcare in my community by advocating and fundraising for Sacred Heart Medical Center Foundation. 2.EUGENE EXECUTIVES ASSOCIATION POSITION: The President-elect NATURE: Weekly meetings of EEA members, who are individuals that own or manage a local business in the Eugene area whom have good character, ethical business practices, proven business reputation, and satisfactory financial status. Members are able to promote their category to fellow local business owners during meetings. Business networking in our local community. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 8 START DATE: 05/14/2024 ADDRESS: 450 Country Club Rd, Suite 255, Eugene OR 97440, United States DESCRIPTION: President. 3.Finley Davis Financial Group, Inc; Position: Owner; Nature: Insurance Sales including Life/LTC; Agent; Investment Related: Yes; Number Of Hours: 100; Securities Trading Hours: 100; Start Date: 01/27/2006; Address: 2911 Tennyson Ave, Suite 301, Eugene OR 97408, United States; Description: Owner/President and Advisor 4.PWW INVESTMENTS LLC. POSITION: Owner NATURE: Operating business that focuses on manufacturing products specifically temporary shelters. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/29/2025 ADDRESS: 2911 Tennyson Ave, Suite 301, Eugene OR 97408, United States DESCRIPTION: Owner, the investment inside the LLC is truly passive and we have no control of the day to day activities 5.T&A; Position: Owner; Nature: Personal real estate holdings.; Investment Related: N/A; Number of Hours: 1; Trading Hours: 0; Start Date: 02/2025; Address: 2911 Tennyson Ave. Suite 301 Eugene, Oregon 97405; Description: Owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-21 |
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