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Neil Christian Firth

First Citizens Investor Services, Inc.

Wilmington, NC

Raleigh, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-07-10
  • NC RA
    APPROVED
    Since 2018-07-10

Branch Locations

440 South College Road, Wilmington, NC 28403 • United States

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington NC 11/2001 12/2016
First Citizens Investor Services Raleigh NC 12/2016 01/2020
First Citizens Bank Raleigh NC 12/2016 01/2020
First Citizens Investor Services Raleigh NC 01/2020 Present
First Citizens Bank Wilmington NC 01/2020 Present
  • 11/2001 → 12/2016
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wilmington, NC
  • 12/2016 → 01/2020
    First Citizens Investor Services
    Raleigh, NC
  • 12/2016 → 01/2020
    First Citizens Bank
    Raleigh, NC
  • 01/2020 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 01/2020 → Present
    First Citizens Bank
    Wilmington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-06
  • S66 Uniform Combined State Law Examination
    2018-07-06

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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