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Sherman Marquis Steele

Steele Asset Management

Fort Lauderdale, FL

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Current Employers
Steele Asset Management

Fort Lauderdale, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-23
PA RA APPROVED 2021-12-07
NJ RA APPROVED 2005-04-26
  • FL RA
    APPROVED
    Since 2023-08-23
  • PA RA
    APPROVED
    Since 2021-12-07
  • NJ RA
    APPROVED
    Since 2005-04-26

Branch Locations

Fort Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steele Asset Management Voorhees NJ 01/1995 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-16
  • S65 Uniform Investment Adviser Law Examination
    2022-12-16

View on SEC IAPD

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