Michael Aprigliano

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-05-05

NJ RA
APPROVED

Since 2022-05-05

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Scotch Plains	NJ	11/2015	10/2016
Wells Fargo Advisors, Llc	Scotch Plains	NJ	11/2015	10/2016
Jp Morgan Chase Bank	Upper Montclair	NJ	10/2016	01/2022
Jp Morgan Securities, Llc	Upper Montclair	NJ	10/2016	01/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Paramus	NJ	01/2022	Present

11/2015 → 10/2016

Wells Fargo Bank, Na

Scotch Plains, NJ
11/2015 → 10/2016

Wells Fargo Advisors, Llc

Scotch Plains, NJ
10/2016 → 01/2022

Jp Morgan Chase Bank

Upper Montclair, NJ
10/2016 → 01/2022

Jp Morgan Securities, Llc

Upper Montclair, NJ
01/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

Previous Registrations

2016-10-17 → 2022-01-06

J.P. Morgan Securities Llc

Upper Montclair, NJ
2015-12-03 → 2016-10-18

Wells Fargo Clearing Services, Llc

Scotch Plains, NJ

Short Hills, NJ
2012-10-01 → 2015-11-18

J.P. Morgan Securities Llc

Ridgewood, NJ

New York, NY

Ridgewood, NJ

New York, NY
2008-08-13 → 2012-10-01

Chase Investment Services Corp.

Montvale, NJ

Ridgewood, NJ
2007-05-29 → 2008-07-31

Citigroup Global Markets Inc.

Fort Lee, NJ
2007-03-19 → 2007-05-29

Citicorp Investment Services

Fort Lee, NJ
2006-03-24 → 2007-02-14

A. G. Edwards & Sons, Inc.

Marlton, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-23
S63	Uniform Securities Agent State Law Examination	2003-12-23

S66 Uniform Combined State Law Examination

2006-03-23
S63 Uniform Securities Agent State Law Examination

2003-12-23

Other Names

Mike Aprigliano
Michael Aprigliano
Michael P Aprigliano
Michael Patrick Aprigliano

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

LPL FINANCIAL LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO INVESTMENT INSTITUTE, INC.

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

SANCTUARY ADVISORS, LLC

ROCKEFELLER FINANCIAL LLC

Other Investors

Jennifer Williams

Claudine D. Isaac

Emma B. Hallett

Thomas W. Larsen

JEREMY DAVID BROWER

Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ

J.P. MORGAN SECURITIES LLC · Paramus, NJ

J.P. MORGAN SECURITIES LLC · Paramus, NJ

WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ

WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ

LPL FINANCIAL LLC · PARAMUS, NJ

WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ

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