Kenneth Webb

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-10-04

TX RA
APPROVED

Since 2013-10-04

Branch Locations

18050 Saturn Ln Ste 220, Houston, TX 77058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Bay Area Houston	TX	07/2013	11/2016
Wells Fargo Clearing Services, Llc	Bay Area Houston	TX	11/2016	Present

07/2013 → 11/2016

Wells Fargo Advisors, Llc

Bay Area Houston, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Bay Area Houston, TX

Other Businesses

POWER OF ATTORNEY FOR FATHER; INV. RELATED; BEAUMONT, TX; START DATE 1/8/2024; 0 HRS PER MONTH. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; BEAUMONT, TX; START DATE 1/8/2024; 0 HRS PER MONTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-04
S63	Uniform Securities Agent State Law Examination	2003-11-04

S66 Uniform Combined State Law Examination

2013-10-04
S63 Uniform Securities Agent State Law Examination

2003-11-04

Other Names

Trace Webb
Kenneth Tracy Webb
Kenneth Tracy Webb

View on SEC IAPD