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One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-21 |
Branch Locations
One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Global Investors Distributors Llc | New York | NY | 02/2005 | 01/2017 |
| Allianz Global Investors U.S. Llc | New York | NY | 06/2014 | 01/2017 |
| Allianz Global Investors Distributors Llc | New York | NY | 01/2017 | 10/2022 |
| Allianz Global Investors U.S. Llc | New York | NY | 01/2017 | 10/2022 |
| Independent Financial Group, Llc | San Deigo | CA | 10/2022 | 05/2024 |
| Virtus Investment Partners | Encinitas | CA | 06/2024 | Present |
| Vp Distributors Llc | Encinitas | CA | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-15 |
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