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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2007-09-25
WV RA APPROVED 2007-09-25
  • PA RA
    APPROVED
    Since 2007-09-25
  • WV RA
    APPROVED
    Since 2007-09-25

Branch Locations

425 S Main St, Washington, PA 15301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Morgantown WV 05/2007 03/2020
Ameriprise Financial Services, Llc Morgantown WV 03/2020 Present
Other Businesses

Board of Directors; Mission Circle Union Baptist Church; Treasurer; Crossroads Road, , Fairview, WV, 26570; Not Investment-Related; 02/01/2020; 10 to 19 hours per month; 0 during trading hours / Women of the Moose Chapter 888; Treasurer; 140 S Morgan St, , Waynesburg, PA, 15370; Investment-Related; 10/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Blacksville Cemetery Association; Treasurer; Blacksville, , Blacksville, WV, 26521; Not Investment-Related; 04/30/2025; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; Royalties; Oil & Gas royalties on property that I reside.; 280 Bulldog Run Rd, , Spraggs, PA, 15362; Not Investment-Related; 08/31/2023; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-24
  • S66 Uniform Combined State Law Examination
    2007-08-24

View on SEC IAPD

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