Huma Mohiuddin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pittsburgh, PA
• 05/2015 → 09/2024
  Bny Mellon
  Pittsburgh, PA

Previous Registrations

• 2010-10-27 → 2012-05-15
  J.P. Morgan Securities Llc
  Chicago, IL
• 2006-10-03 → 2009-11-09
  Northern Trust Securities, Inc.
  Chicago, IL
• 2004-01-01 → 2006-09-26
  Morgan Stanley Dw Inc.
  Chicago, IL
  Chicago, IL

Other Businesses

I*: 2251269 Entity Type: Charitable Name of OBA: American Heart Association Address: Pittsburgh, PA 15222 Investment Related: No Position, Title, Association: Board member Employee Start Date: 6/2/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 1 hr mthly Duties: AHA is a nonprofit focused on heart health. I will serve on the board to provide help on matters related to the organization. I*: 2415299 Entity Type: Charitable Name of OBA: Pittsburgh Ballet Theatre Address: Pittsburgh, PA 15201 Investment Related: No Position, Title, Association: Board member Employee Start Date: 05/15/2025 Number of Hours: 5 hrs mthly Number of Hours during trading: 3 hrs mthly Duties: I will be on the board to discuss issues relevant to the organization.

Exams

• S66 Uniform Combined State Law Examination
  2025-04-30

Other Names

• Huma Malik