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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2026-02-05 |
| TX | RA | APPROVED_RES | 2018-11-01 |
| CA | RA | APPROVED | 2016-09-16 |
Branch Locations
1482 E Valley Rd, Montecito, CA 93108 • United States
Meridian, ID • United States
1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States
460 E Esplanade Dr, Oxnard, CA 93036 • United States
533 W Channel Islands Blvd, Port Hueneme, CA 93041 • United States
450 S Ventura Rd, Oxnard, CA 93030 • United States
1700 E Gonzales Rd, Oxnard, CA 93036 • United States
576 W Main St, Santa Paula, CA 93060 • United States
2831 Saviers Rd, Oxnard, CA 93033 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Great Neck | NY | 11/2012 | 09/2016 |
| Wells Fargo Advisors, Llc | Santa Barbara | CA | 09/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Barbara | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-12 |
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