Best Investors Account Sign in

David Walter Miller

Charles Schwab & Co., Inc.

Los Angeles, CA

Encino, CA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-02
  • CA RA
    APPROVED
    Since 2026-01-02

Branch Locations

11601 Wilshire Blvd. Suite 100, Los Angeles, CA 90025 • United States

16000 Ventura Boulevard Suite 102 & 1105, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loop Capital Markets Llc Los Angeles CA 06/2016 02/2018
Imperial Capital Llc Los Angeles CA 04/2018 07/2020
Unemployed Los Angeles CA 02/2018 04/2018
Scholtz & Company, Llc Stamford CT 02/2021 10/2023
Unemployed Los Angeles CA 11/2023 06/2024
Fidelity Investments Los Angeles CA 07/2024 12/2025
Unemployed Los Angeles CA 07/2020 01/2021
Fidelity Investments Boston MA 03/2025 12/2025
Charles Schwab Bank, Ssb Los Angeles CA 12/2025 Present
Charles Schwab & Co., Inc. Los Angeles CA 12/2025 Present
  • 06/2016 → 02/2018
    Loop Capital Markets Llc
    Los Angeles, CA
  • 04/2018 → 07/2020
    Imperial Capital Llc
    Los Angeles, CA
  • 02/2018 → 04/2018
    Unemployed
    Los Angeles, CA
  • 02/2021 → 10/2023
    Scholtz & Company, Llc
    Stamford, CT
  • 11/2023 → 06/2024
    Unemployed
    Los Angeles, CA
  • 07/2024 → 12/2025
    Fidelity Investments
    Los Angeles, CA
  • 07/2020 → 01/2021
    Unemployed
    Los Angeles, CA
  • 03/2025 → 12/2025
    Fidelity Investments
    Boston, MA
  • 12/2025 → Present
    Charles Schwab Bank, Ssb
    Los Angeles, CA
  • 12/2025 → Present
    Charles Schwab & Co., Inc.
    Los Angeles, CA
Previous Registrations
  • 2025-03-31 → 2025-12-19
    Strategic Advisers Llc
    Boston, MA
    Los Angeles, CA
    Los Angeles, CA
  • 2024-12-05 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Los Angeles, CA
    Los Angeles, CA
  • 2021-02-07 → 2023-11-13
    Scholtz & Company, Llc
    Los Angeles, CA
  • 2019-03-25 → 2020-08-11
    Imperial Capital Asset Management Llc
    Palm Beach Gardens, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-28
S66 Uniform Combined State Law Examination 2018-06-16
  • S63 Uniform Securities Agent State Law Examination
    2024-10-28
  • S66 Uniform Combined State Law Examination
    2018-06-16
Other Names
  • David Walter Miller
  • David Miller

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor