Best Investors Account Sign in
Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-05-08
TX RA APPROVED_RES 2026-05-07
  • WI RA
    APPROVED
    Since 2026-05-08
  • TX RA
    APPROVED_RES
    Since 2026-05-07

Branch Locations

1200 John Q Hammons Dr; Suite 501, Madison, WI 53717 • United States

Verona , WI • United States

Stoughton, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Madison WI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Madison WI 11/2016 05/2026
Wells Fargo Advisors Financial Network, Llc Madison WI 05/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-31
S63 Uniform Securities Agent State Law Examination 1998-10-08
  • S65 Uniform Investment Adviser Law Examination
    1998-12-31
  • S63 Uniform Securities Agent State Law Examination
    1998-10-08
Other Names
  • Tom Arnol
  • Thomas David Arnol
  • Thomas Arnol

View on SEC IAPD

More in Madison, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor