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Quong Chan Lam

Rbc Capital Markets, LLC

St. Petersburg, FL

Paramus, NJ

River Edge, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-05-23
TX RA APPROVED 2022-05-20
  • NJ RA
    APPROVED
    Since 2022-05-23
  • TX RA
    APPROVED
    Since 2022-05-20

Branch Locations

100 Second Avenue South Suite 800, St. Petersburg, FL 33701-4337 • United States

650 From Road Suite 225, Paramus, NJ 07652-3517 • United States

River Edge, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Paramus NJ 06/2010 05/2022
Rbc Capital Markets, Llc St. Petersburg FL 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-20
  • S66 Uniform Combined State Law Examination
    2004-02-20
Other Names
  • Quong Chan Lam
  • Quong Chan
  • Yap Quong Lam
  • Yap Quong Chan

View on SEC IAPD

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